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Learn more about sec employment qualifications and the. The sec does not require companies that are raising less than $1 million under rule 504 of regulation d to be registered with the sec, but these companies are required to. Trusted sourcefor mobile and tabletsdownload nowdownload & install At investor.gov, the sec provides investors with the resources to make informed investment.

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See the full text of the securities exchange act of 1934. The act also empowers the sec to require periodic reporting of information by companies with publicly traded securities. The sec protects investors by enforcing our nation's securities laws, taking action against wrongdoers, and overseeing our securities markets and firms to ensure that investors. Mission at the securities and exchange commission (sec), we work together to make a positive impact on the u.s.